AstrophysicsHow Stars Work

Why Fusion Needs Tunneling

The Coulomb barrier is far higher than kT in the Sun's core, so protons fuse only by tunneling.

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Two protons repel each other electrically. To fuse, they must come within about a femtometer ($10^{-15}$ m), where the strong nuclear force grabs them. You saw in estimating a star's center that the Sun's core is at about 15.7 million K. Is that hot enough? Classically, not even close. The rescue is quantum tunneling.

Why it works

The Coulomb barrier at separation $r$ is $U = kZ_1Z_2e^2/r$, with $ke^2 = 1.44$ MeV·fm. For two protons at about 1 fm, $U \approx 1.4$ MeV. In the core, $kT = (8.617 \times 10^{-5}\text{ eV/K})(1.57 \times 10^{7}\text{ K}) = 1.35$ keV, about a thousand times less. Even counting the fast tail of the Maxwell distribution, the fraction of protons with 1 MeV goes as $e^{-E/kT} = e^{-740}$: zero for all practical purposes. Quantum mechanics changes the question. A proton's wave function leaks into the barrier, and the probability of getting through falls off as $$P \approx e^{-\sqrt{E_G/E}}, \qquad E_G = 2m_rc^2(\pi\alpha Z_1Z_2)^2,$$ where $m_r$ is the reduced mass and $\alpha \approx 1/137$. For two protons $E_G \approx 493$ keV.

Key idea

The Sun's core is about a thousand times too cool for protons to climb over the Coulomb barrier. Protons fuse only by tunneling through it, and mostly at energies of a few times $kT$ (the Gamow peak, about 6 keV in the Sun), where enough protons are fast and the tunneling chance is no longer hopeless.
The potential energy of two protons against their separation: electric repulsion outside about 1.5 fm, nuclear attraction inside. The dashed line is the typical thermal energy in the Sun's core.

Worked examples

Worked example: How far short is the core?

Compare the barrier for two protons at 1.0 fm with $kT$ at 15.7 million K.
  1. $U = 1.44\text{ MeV·fm}/1.0\text{ fm} = 1.44$ MeV.
  2. $kT = 1.35$ keV.

Answer: $U/kT \approx 1060$. Classically, protons would need about $1.7 \times 10^{10}$ K to reach the barrier with typical energies.

Worked example: The tunneling factor

Using $E_G = 493$ keV for two protons, find the tunneling factor at $E = kT = 1.35$ keV and at $E = 6$ keV.
  1. At 1.35 keV: $\sqrt{493/1.35} = 19.1$, so $P \approx e^{-19.1} = 5 \times 10^{-9}$.
  2. At 6 keV: $\sqrt{493/6} = 9.1$, so $P \approx e^{-9.1} = 1 \times 10^{-4}$.

Answer: Tiny, but not zero, and much larger for the faster protons. With about $10^{56}$ protons in the core, tiny is enough.

Worked example: A quantum estimate of the temperature needed

Suppose fusion becomes possible when a proton's de Broglie wavelength $h/p$ reaches the closest-approach distance $ke^2/E$. With $E = p^2/(2m_r) = \tfrac32kT$ and $m_r = m_p/2$, what temperature is needed?
  1. $\dfrac{ke^2}{E} = \dfrac{h}{\sqrt{2m_rE}}$ gives $E = \dfrac{2m_r(ke^2)^2}{h^2}$, so $T = \dfrac{4m_r(ke^2)^2}{3kh^2}$.
  2. $T = \dfrac{4(8.35 \times 10^{-28})(2.31 \times 10^{-28})^2}{3(1.38 \times 10^{-23})(6.63 \times 10^{-34})^2}$.

Answer: About $1 \times 10^{7}$ K, right where the Sun's core is. Quantum mechanics lowers the requirement by a factor of about a thousand.

Common mistake

Thinking the Sun's core is hot enough for protons to climb over the Coulomb barrier. Typical protons there have about 1 keV, against a barrier near 1 MeV. When Arthur Eddington proposed in 1920 that stars run on hydrogen fusion, critics objected that stars are not hot enough; tunneling, worked out by George Gamow in 1928 and applied to stars soon after, answered them. Check: compare $kT$ in keV with the barrier in MeV before calling anything "hot enough".

Practice

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Sources and further reading

  • OpenStax Astronomy 2e, section 16.2 (Mass, Energy, and the Theory of Relativity)
  • OpenStax University Physics Volume 3, section 7.6 (Quantum Tunneling of Particles through Potential Barriers)
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