Complex AnalysisResidues

Rouché's Theorem

If |g| < |f| everywhere on C, then f and f + g have the same number of zeros inside C.

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The argument principle counts zeros by winding numbers. Rouché's theorem turns that into a quick comparison: if one part of a function dominates the rest on a circle, the whole function has as many zeros inside as that part alone.

Key idea

Rouché's theorem. If $f$ and $g$ are analytic on and inside a simple closed contour $C$, and $$|g(z)| < |f(z)| \quad\text{at every point of } C,$$ then $f$ and $f + g$ have the same number of zeros inside $C$ (counted with multiplicity).

Why it works

Picture a person walking along the curve $f(C)$ around a post at $0$, with a dog on a leash: the dog's position is $f + g$, and the leash has length $|g|$. Since the leash is always shorter than the person's distance $|f|$ to the post, the dog can never reach the post, so both go around it the same number of times. By the argument principle, those winding numbers are the zero counts of $f$ and of $f + g$.
$f = z^5$ (walker, blue curve) and $f + g = z^5 + 3z + 1$ (dog, green curve) on $|z| = 2$: $|g| \le 7 < 32 = |f|$, so both wind $5$ times. Shrink the circle to radius $1$: now the inequality fails, and the theorem says nothing with $f = z^5$ (try $f = 3z$ in your head instead).

Worked examples

Worked example: Inside the unit circle

How many zeros does $p(z) = z^5 + 6z^2 - 1$ have in $|z| < 1$?
  1. On $|z| = 1$ take $f = 6z^2$: $|f| = 6$. The rest, $g = z^5 - 1$, has $|g| \le 1 + 1 = 2$.
  2. $2 < 6$ on the whole circle, so $p$ has as many zeros inside as $6z^2$: two.

Answer: $2$

Worked example: A larger circle

How many zeros does $p(z) = z^5 + 6z^2 - 1$ have in $|z| < 2$?
  1. On $|z| = 2$ take $f = z^5$: $|f| = 32$; $|6z^2 - 1| \le 24 + 1 = 25$.
  2. $25 < 32$, so $p$ has $5$ zeros in $|z| < 2$.
  3. Combined with the previous example: $5 - 2 = 3$ zeros lie in the annulus $1 \le |z| < 2$ (none on $|z| = 1$, where $|p| \ge 6 - 2 > 0$).

Answer: $5$

Worked example: No zeros

Show that $z^4 + z + 5$ has no zeros in $|z| < 1$.
  1. On $|z| = 1$ take $f = 5$: $|g| = |z^4 + z| \le 2 < 5$.
  2. The constant $5$ has no zeros, so neither does $z^4 + z + 5$ inside the circle.

Answer: no zeros

Common mistake

Checking the inequality at one point, or picking the wrong main term. $|g| < |f|$ must hold at every point of $C$, so bound $|g|$ by its worst case (the triangle inequality adds the largest sizes of its terms). And choose $f$ as the term that wins on that circle: on $|z| = 1$ the term $6z^2$ wins for $z^5 + 6z^2 - 1$, but on $|z| = 2$ the top power $z^5$ does. If no single term beats the sum of the others, try a different circle.

Practice

Pass with 3 right answers, the last 2 in a row. Each right answer earns 3 XP.

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Builds on

Leads to

This is one of the top rungs of Complex Analysis.

Sources and further reading

  • Beck, Marchesi, Pixton and Sabalka, A First Course in Complex Analysis, chapter 9 (Isolated Singularities and the Residue Theorem)
  • MIT OpenCourseWare 18.04, Complex Variables with Applications (Spring 2018), course notes: argument principle
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