Calculus 3Vectors and Space

Cylinders and Quadric Surfaces

Identify surfaces by their traces in the coordinate planes.

Not started Jump to practice

In space, one equation in $x$, $y$, $z$ usually describes a surface. The second-degree ones are called quadric surfaces, the 3-D cousins of the conics you learned to identify from their equations. The trick for picturing them: slice. Setting one variable to a constant gives a curve in that plane, called a trace, and the traces are conics you already know.

Key idea

Identify a quadric by its traces. In standard form (with the right side ${}1$ where there is a constant):
The variable with the odd sign (or the first power) tells you the axis.
EquationSurfaceTraces
$\frac{x^2}{a^2} + \frac{y^2}{b^2} + \frac{z^2}{c^2} = 1$ellipsoidall ellipses
$\frac{x^2}{a^2} + \frac{y^2}{b^2} - \frac{z^2}{c^2} = 1$hyperboloid of one sheetellipses across the $z$-axis, hyperbolas along it
$-\frac{x^2}{a^2} - \frac{y^2}{b^2} + \frac{z^2}{c^2} = 1$hyperboloid of two sheetsno trace for $|z| < c$; ellipses beyond
$\frac{x^2}{a^2} + \frac{y^2}{b^2} = \frac{z^2}{c^2}$elliptic coneellipses; lines through the vertex
$z = \frac{x^2}{a^2} + \frac{y^2}{b^2}$elliptic paraboloidellipses and parabolas
$z = \frac{y^2}{b^2} - \frac{x^2}{a^2}$hyperbolic paraboloid (saddle)parabolas opening up and down; hyperbolas

Why it works

Take the one-sheet hyperboloid $x^2 + y^2 - z^2 = 1$ and slice it at height $z = k$: the trace is $x^2 + y^2 = 1 + k^2$, a circle whose radius $\sqrt{1 + k^2}$ is never zero. Stacking these circles gives one connected surface, narrowest at $z = 0$. Now flip the signs: $z^2 - x^2 - y^2 = 1$ gives $x^2 + y^2 = k^2 - 1$, which has no points when $|k| < 1$. The surface misses the slab between $z = -1$ and $z = 1$ and splits into two pieces. Counting minus signs is just a shortcut for this slicing argument.
The hyperboloid of one sheet $x^2 + y^2 - z^2 = 1$. The red curve through the point is a circular trace (fixed $z$); turn the surface to see the waist at $z = 0$.
The saddle $z = y^2 - x^2$. The slice $x = c$ cuts a parabola opening upward; switch to slices $y = c$ for parabolas opening downward, or to the contour map to see the hyperbolas.

Two more situations come up often. If one variable is missing, the surface is a cylinder: $x^2 + y^2 = 4$ has the same circle as its trace at every height, so it is a round pipe around the $z$-axis, and $z = y^2$ is a parabola swept along the $x$-axis, a trough. If the equation has first-degree terms in a squared variable, complete the square to find the center: $x^2 + y^2 + z^2 - 4y = 0$ becomes $x^2 + (y - 2)^2 + z^2 = 4$, a sphere of radius ${}2$ centered at $(0, 2, 0)$. A good routine: complete the squares, divide so the constant is ${}1$ (if there is one), count the squared terms and their signs, and check one or two traces to be sure.

Worked examples

Worked example: Divide to reach standard form

Identify ${}4x^2 + y^2 - z^2 = 4$.
  1. Divide by 4: $x^2 + \frac{y^2}{4} - \frac{z^2}{4} = 1$.
  2. Two plus signs, one minus, right side $+1$: a hyperboloid of one sheet.
  3. The minus sign is on $z$, so its axis is the $z$-axis: traces $z = k$ are the ellipses $x^2 + \frac{y^2}{4} = 1 + \frac{k^2}{4}$.

Answer: hyperboloid of one sheet around the $z$-axis

Worked example: A saddle

Identify $z = y^2 - x^2$ and describe its traces.
  1. $z$ appears to the first power and the squares have opposite signs: a hyperbolic paraboloid.
  2. $x = k$: $z = y^2 - k^2$, parabolas opening up. $y = k$: $z = k^2 - x^2$, parabolas opening down.
  3. $z = k$: $y^2 - x^2 = k$, hyperbolas (two crossing lines when $k = 0$).

Answer: hyperbolic paraboloid

Worked example: A missing variable

Identify $x^2 + z^2 = 9$ in space.
  1. $y$ does not appear, so every trace $y = k$ is the same circle $x^2 + z^2 = 9$.
  2. Copying a circle along the $y$-axis gives a circular cylinder of radius 3.

Answer: a cylinder around the $y$-axis

Common mistake

Mixing up one sheet and two sheets. First make the constant positive and equal to 1, then count: two plus signs and one minus is one sheet; one plus and two minuses is two sheets. Moving a term across the equals sign changes its sign, so rewrite before counting. Calling $x^2 + z^2 = 9$ a circle. In space, a missing variable is free: the equation describes a whole cylinder.

Practice

Pass with 3 right answers, the last 2 in a row. Each right answer earns 2 XP.

Loading practice…

Builds on

Leads to

Sources and further reading

  • OpenStax Calculus Volume 3, 2.6 Quadric Surfaces
@teddyrookbook GitHub