Abstract AlgebraRings and Ideals

Prime and Maximal Ideals

P is prime when ab ∈ P forces a ∈ P or b ∈ P, and M is maximal when no ideal lies strictly between M and R; R/P is an integral domain and R/M is a field.

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Which quotient rings are integral domains, and which are fields? The answer depends only on the ideal, and it is the bridge from polynomials to field extensions.

Definitions. In a commutative ring $R$ with identity, a proper ideal $P \ne R$ is prime if $ab \in P$ implies $a \in P$ or $b \in P$. A proper ideal $M$ is maximal if the only ideals containing $M$ are $M$ and $R$. In $\mathbb{Z}$, $(p)$ is prime exactly when $p$ is prime (this is "a prime dividing a product divides a factor"), and $(0)$ is prime too.

Why it works

Theorem. (1) $R/P$ is an integral domain exactly when $P$ is prime. (2) $R/M$ is a field exactly when $M$ is maximal. So every maximal ideal is prime.
Proof of (1). $(a + P)(b + P) = 0 + P$ means $ab \in P$; "no zero divisors in $R/P$" says this forces $a \in P$ or $b \in P$, which is the definition of prime.
Proof of (2). Suppose $M$ is maximal and $a \notin M$. The ideal $M + (a) = \{m + ra\}$ is bigger than $M$, so it is $R$, and $1 = m + ra$ for some $m \in M$, $r \in R$. Then $(r + M)(a + M) = 1 + M$: every nonzero coset has an inverse. Conversely, if $R/M$ is a field and $J \supsetneq M$ is an ideal, pick $a \in J \setminus M$; then $a + M$ has an inverse $r + M$, so $1 - ra \in M \subseteq J$, hence $1 \in J$ and $J = R$. $\square$
Read each verdict off the quotient: an integral domain means prime, a field means maximal.
RingIdealQuotientPrime?Maximal?
$\mathbb{Z}$$(5)$$\mathbb{Z}_{5}$yesyes
$\mathbb{Z}$$(6)$$\mathbb{Z}_{6}$nono
$\mathbb{Z}$$(0)$$\mathbb{Z}$yesno
$\mathbb{Z}[x]$$(x)$$\mathbb{Z}$yesno
$\mathbb{Z}[x]$$(2, x)$$\mathbb{Z}_{2}$yesyes
$\mathbb{R}[x]$$(x^{2} + 1)$$\mathbb{C}$yesyes

In $F[x]$. Every ideal is $(f)$ for one polynomial (the division algorithm gives this, as for $\mathbb{Z}$), and $(f)$ is maximal exactly when $f$ is irreducible. So $F[x]/(f)$ is a field exactly when $f$ is irreducible: this is how we will build new fields.

The ideals of $\mathbb{Z}_{12}$. The maximal ones, $(2)$ and $(3)$, sit just below the whole ring; the quotients $\mathbb{Z}_{12}/(2) \cong \mathbb{Z}_{2}$ and $\mathbb{Z}_{12}/(3) \cong \mathbb{Z}_{3}$ are fields.

Worked example: Maximal ideals of $\mathbb{Z}_{n}$

List the maximal ideals of $\mathbb{Z}_{12}$.
  1. The ideals are $(d)$ for $d \mid 12$, with $\mathbb{Z}_{12}/(d) \cong \mathbb{Z}_{d}$.
  2. $\mathbb{Z}_{d}$ is a field exactly when $d$ is prime: $d = 2, 3$.

Answer: $(2)$ and $(3)$.

Worked example: A polynomial ideal

Is $(x^{2} + 1)$ maximal in $\mathbb{Z}_{3}[x]$? In $\mathbb{Z}_{5}[x]$?
  1. Over $\mathbb{Z}_{3}$: $0^{2} + 1 = 1$, $1^{2} + 1 = 2$, $2^{2} + 1 = 5 \equiv 2$: no root, and a quadratic with no root is irreducible. Maximal.
  2. Over $\mathbb{Z}_{5}$: $2^{2} + 1 = 5 \equiv 0$, so $x - 2$ divides it. Not maximal (not even prime).

Answer: Yes in $\mathbb{Z}_{3}[x]$; no in $\mathbb{Z}_{5}[x]$.

Common mistake

Thinking every prime ideal is maximal. $(x)$ in $\mathbb{Z}[x]$ is prime, because $\mathbb{Z}[x]/(x) \cong \mathbb{Z}$ is an integral domain, but not maximal, because $\mathbb{Z}$ is not a field; indeed $(x) \subsetneq (2, x) \subsetneq \mathbb{Z}[x]$. (In a finite ring the two notions agree, since finite integral domains are fields.)

Key idea

$P$ is prime iff $R/P$ is an integral domain; $M$ is maximal iff $R/M$ is a field; maximal implies prime. In $F[x]$, $(f)$ is maximal exactly when $f$ is irreducible.

Practice

Pass with 3 right answers, the last 2 in a row. Each right answer earns 3 XP.

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Sources and further reading

  • Thomas W. Judson, Abstract Algebra: Theory and Applications (open textbook), chapter 16, Rings (section 16.4, Maximal and Prime Ideals)
  • John A. Beachy and William D. Blair, Abstract Algebra, online study guide (Northern Illinois University), section 5.3, Ideals and Factor Rings
  • MIT OpenCourseWare 18.702 Algebra II (Spring 2011), lecture notes on maximal ideals
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