Intro to LawLegal Reasoning

Rules and Standards

A rule draws a bright line ("speed limit 65"); a standard calls for judgment ("drive reasonably for conditions"); rules are predictable but can misfit cases, while standards fit cases better but are less predictable.

Not started Jump to practice

Lawmakers and judges choose not only what the law says but how it says it. Some laws draw bright lines; others call for judgment. The choice shapes how cases are argued and decided, and it connects to reasoning by analogy, which standards depend on most.

Key idea

A rule draws a bright line ("speed limit 65"). A standard calls for judgment ("drive at a reasonable speed for conditions"). Rules are predictable and cheap to apply but can misfit unusual cases; standards fit cases better but are less predictable and give more discretion to whoever applies them.
SubjectA ruleA standard
Drivingspeed limit 65 mphno faster than is reasonable for conditions
Adulthoodthe voting age is 18a person mature enough to vote
Deadlinessuit must be filed within two years (a statute of limitations)suit must be filed without unreasonable delay
Carestop fully at every stop signact as a reasonable person would

Why it works

Every rule is over-inclusive and under-inclusive compared with its purpose. A voting age of 18 excludes some mature 17-year-olds and includes some immature 30-year-olds. But it is easy to apply, treats everyone alike, and leaves little room for bias or error. A standard aims straight at the purpose (maturity, reasonable speed), but people cannot know in advance exactly what it requires, and different judges may apply it differently. Legal scholars have long debated the trade-off; Justice Antonin Scalia, for example, defended rules in "The Rule of Law as a Law of Rules" (1989), and Kathleen Sullivan described how justices divide between rules and standards in a 1992 Harvard Law Review foreword. Most areas of law use both, and some start as standards and harden into rules as cases accumulate.

Worked example: Rule or standard?

Classify: (a) "A will must be signed by two witnesses." (b) "A parent must act in the best interests of the child." (c) "A contract for the sale of land must be in writing."
  1. (a) A bright line: count the signatures. Rule.
  2. (b) Requires judgment about many circumstances. Standard.
  3. (c) A bright line: is there a writing? Rule.

Answer: (a) rule, (b) standard, (c) rule.

Worked example: The cost of a rule

A city bans "any dog over 50 pounds" from a crowded festival to prevent bites. Name one way the rule is over-inclusive and one way it is under-inclusive.
  1. Over-inclusive: a calm, trained 60-pound service-type dog is banned though it poses little risk.
  2. Under-inclusive: an aggressive 40-pound dog is allowed though it poses real risk.
  3. A standard ("no dangerous dogs") would fit better but would be harder to enforce at the gate.

Answer: It bans some safe dogs and admits some dangerous ones.

Sort each provision.

Common mistake

Thinking one form is always better. Each has costs and benefits; much of law is the choice between them. Check by asking two questions: (1) how costly are mistakes at the edges? (2) how much do we value knowing the answer in advance? High value on predictability favors a rule; high cost of misfit favors a standard.
This is an educational course, not legal advice.

Practice

Pass with 3 right answers, the last 2 in a row. Each right answer earns 2 XP.

Loading practice…

Builds on

Leads to

Sources and further reading

  • Antonin Scalia, "The Rule of Law as a Law of Rules," 56 University of Chicago Law Review 1175 (1989)
  • Kathleen M. Sullivan, "Foreword: The Justices of Rules and Standards," 106 Harvard Law Review 22 (1992)
  • Grokipedia, "Statute of frauds"
@teddyrookbook GitHub